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BLOCK

LEGAL &

COMPLIANCE

OUR MISSION

OUR MISSION

To deliver high quality, commercially realistic and efficient solutions for all your legal and compliance needs.

OUR VALUES

Our holistic approach combined with our extensive breadth and depth of experience across the full range of retail and wholesale financial services, enables us to deliver tailor-made solutions to fit your business, regardless of size or specialty.

Block legal & compliance is committed to….

  • Integrity in all dealings

  • Clear and open communication

  • Tailor-made solutions

  • Value for money

  • Commercial realism

  • Confidentiality and discretion

  • Pricing clarity and efficiency

  • Courtesy and respect

We believe that our rare combination of experience, efficiency, commerciality and diligence makes us a unique and superior provider in this market.

WHO ARE WE

Gina Block
 

Gina Block heads the team at Block Legal & Compliance, bringing over 30 years of legal and compliance experience across every aspect of financial services and commercial practice.

 

Prior to establishing Block Legal & Compliance in 2004, she has performed a wide variety of senior legal and compliance roles for a number of financial services organisations including the Commonwealth Bank of Australia, Westpac, Permanent Trustee Company, Bankers Trust Australia, and Merrill Lynch Investment Managers.

 

Gina has been an active voice on industry forums, holding positions over the years on the AFMA Compliance Committee, the AFMA (Dealer) Accreditation Board, the IFSA Regulatory Affairs Forum, the IFSA Privacy Working Group, the IBSA Financial Markets Regulation Committee, and the SIA Task Force on Financial Risk Management.

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